SPK annual audit automation,1 week instead of 6.
RegTech platform for SPK VII-128.10 and III-62.2 regulations. 800+ controls, three-tier document model, AI evidence matching and encrypted auditor package — for brokerages, asset managers and banks.
SPK Communiqué VII-128.10 (IT Systems Management) and III-62.2 (Independent Audit) mandate an annual audit for brokerages, asset managers and investment firms. Run with manual Excel + folder hierarchies, this process averages 6 weeks and carries a high error risk.
Alnera RegTech steps in exactly here: it automates the control → document → evidence → auditor package chain with AI. Every piece of evidence is traceable via SHA-256 hash + timestamp; when the auditor arrives, a single encrypted package is enough — zero Excel.
Existing customers cut audit prep time from 6 weeks to 1, and reported 70% less manual work with 94% AI accuracy.
See the product in motion
End-to-end pipeline for SPK audit
From control library to auditor package, from AI to reporting — everything you need for the SPK annual audit.
Control Library (800+)
800+ pre-configured controls for SPK VII-128.10 and III-62.2. Mapped to COBIT 2019, ISO 27001 and BDDK. New communiqués are AI-mapped automatically.
Three-Tier Document Model
Template → draft → official chain. Version control, approval workflow and automatic promotion at each stage. Policy and procedure management from one place.
AI Evidence Matching
Claude and GPT-4 powered AI engine auto-matches uploaded documents to control items. 94% accuracy, alternative matches and suggestions.
Encrypted Auditor Package
A single package for the auditor: SHA-256 signed, PKI encrypted, auto-generated index + version history. No Excel, no folder hierarchy.
Annual Control Panel
Executive dashboard: single-number compliance score, control coverage heatmap, gaps + readiness percentage. One slide for the board.
3 AI features — automation depth
Claude and GPT-4 powered AI engine moves RegTech processes from human speed to machine speed.
Document Analysis
Parses uploaded policies/procedures with AI, maps to control items, and highlights gaps.
Control-Evidence Matching
Recommends the best-fit document from the evidence pool for each control; shows top match + alternatives at 94% accuracy.
Regulatory Change Tracker
AI monitors SPK and BDDK communiqué updates and maps impact to your control library items.
Frequently Asked Questions
What does SPK VII-128.10 cover?
A comprehensive IT Systems Management communiqué for brokerages, asset managers and investment firms. Defines mandatory controls across IT governance, security, business continuity and outsourced services.
What is III-62.2?
The Independent IT Systems Audit communiqué — defines the annual independent audit requirement that verifies VII-128.10 compliance. Sets auditor selection, scope and reporting principles.
How is AI accuracy measured?
By manually validating AI matching results on a golden dataset. The 94% figure is the average measured across real customer projects; accuracy grows as evidence quality improves.
Is it on-premise?
Yes, runs on your own servers. Docker image gets it live in 30 minutes. Cloud deploys on Azure or AWS are also possible if you prefer.
Is it BDDK-compatible?
Yes, control library for BDDK 2020/31069 and 2021/31706 Independent Audit communiqués is available. SPK and BDDK are managed on the same platform.
Be ready for SPK annual audit season
Don't end December audit chaos in January. Prepare now — schedule a demo call.